Thailand : Financial Sector Assessment Program: Detailed Assessment on the Implementation of the IOSCO Objectives and Principles of Securities Regulation

Author/Editor:

International Monetary Fund

Publication Date:

May 15, 2009

Electronic Access:

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Summary:

This paper presents key findings of the detailed assessment on the implementation of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation for Thailand. The assessment recommends creating a formal coordination mechanism among governmental agencies with regulatory authority over capital markets. The Securities and Exchange Commission (SEC) should amend its code of conduct and provide that restrictions on securities investments by its staff also applies to spouses, minor children, and all other accounts over which an employee has the authority to make investment decisions.

Series:

Country Report No. 09/148

Subject:

English

Publication Date:

May 15, 2009

ISBN/ISSN:

9781451836875/1934-7685

Stock No:

1THAEA2009002

Price:

$18.00 (Academic Rate:$18.00)

Format:

Paper

Pages:

46

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