Spain : Financial Sector Assessment Program: Detailed Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation

Author/Editor:

International Monetary Fund

Publication Date:

June 14, 2006

Electronic Access:

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Summary:

This assessment focuses on the National Securities Market Commission (CNMV) but takes into account the activities of other institutions insofar as they oversee investment service providers, markets, and clearing and settlement systems, and thus affect implementation of the IOSCO Objectives and Principles of Securities Regulation. The assessment also reviews the efficiency of the arrangements by which such institutions interact and cooperate in the performance of their regulatory, supervisory, and enforcement functions, and also reflects the views of the mission team on the findings in their particular areas of emphasis.

Series:

Country Report No. 06/220

Subject:

English

Publication Date:

June 14, 2006

ISBN/ISSN:

9781451812220/1934-7685

Stock No:

1ESPEA2006011

Price:

$15.00 (Academic Rate:$15.00)

Format:

Paper

Pages:

74

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