United States : Publication of Financial Sector Assessment Program Documentation: Detailed Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation

Author/Editor:

International Monetary Fund

Publication Date:

May 14, 2010

Electronic Access:

Free Full text (PDF file size is 958 KB).Use the free Adobe Acrobat Reader to view this PDF file

Summary:

This paper presents Detailed Assessment of the United States’s implementation of the International Organization of Securities Commissions’ Objectives and Principles of Securities Regulation. The general preconditions for effective securities regulation in the United States are present. The legal and accounting system supports the implementation of requirements and effective regulation of market participants. The legislation regarding bankruptcy, insolvency, and winding up in the jurisdiction and the professionals associated with those matters are sophisticated.

Series:

Country Report No. 10/125

Subject:

English

Publication Date:

May 14, 2010

ISBN/ISSN:

9781455206667/1934-7685

Stock No:

1USAEA2010007

Price:

$18.00 (Academic Rate:$18.00)

Format:

Paper

Pages:

108

Please address any questions about this title to publications@imf.org