Publications Search Results

May 29, 2015

The search found 20 of 13403 documents sorted by Date with the following criteria:
Subject / Keyword: Securities legislation

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1.

Title: Singapore: Detailed Assessment of Implementation-IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 13/344
Published: December 5, 2013
Subject(s): Securities legislation | Securities markets | Securities regulations | Reports on the Observance of Standards and Codes | Financial Sector Assessment Program | Singapore

 

2.

Title: France : Financial Sector Assessment Program—Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 13/182
Published: July 1, 2013
Subject(s): Securities regulations | Securities markets | Securities legislation | Reports on the Observance of Standards and Codes | Financial Sector Assessment Program | France

 

3.

Title: Nigeria : Publication of Financial Sector Assessment Program Documentation––Detailed Assessment of Implementation of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 13/144
Published: May 28, 2013
Subject(s): Securities regulations | Securities markets | Securities legislation | Reports on the Observance of Standards and Codes | Financial Sector Assessment Program | Nigeria

 

4.

Title: Australia : IOSCO Objectives and Principles of Securities Regulation—Detailed Assessment of Implementation
Series: Country Report No. 12/314
Published: November 21, 2012
Subject(s): Securities regulations | Securities markets | Securities legislation | Reports on the Observance of Standards and Codes | Financial Sector Assessment Program | Australia

 

5.

Title: Argentina : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/269
Published: September 14, 2012
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities regulations

 

6.

Title: Indonesia : Implementation of the IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/189
Published: July 18, 2012
Subject(s): Securities legislation | Securities regulations

 

7.

Title: Israel : Detailed Assessment of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/87
Published: April 12, 2012
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities regulations

 

8.

Title: People’s Republic of China : Detailed Assessment Report: IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/80
Published: April 5, 2012
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities regulations

 

9.

Title: Russian Federation : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/53
Published: March 13, 2012
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities regulations

 

10.

Title: Germany : Technical Note on the Future of German Mortgage-Backed Covered Bond (PF and Brief) and Securitization Markets
Series: Country Report No. 11/369
Published: December 23, 2011
Subject(s): Banking sector | Bonds | Financial Sector Assessment Program | Securities legislation | Securities regulations

 

11.

Title: Germany : Financial Sector Assessment Program: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulations
Series: Country Report No. 11/274
Published: September 2, 2011
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities regulations

 

12.

Title: United Kingdom : Observance by LCH CLEARNET LIMITED of the CPSS-IOSCO Recommendations for Central Counterparties Detailed Assessment of Observance
Series: Country Report No. 11/235
Published: August 3, 2011
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities regulations | Stock markets

 

13.

Title: United Kingdom : IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment of Implementation
Series: Country Report No. 11/232
Published: August 3, 2011
Subject(s): Financial Sector Assessment Program | Securities legislation | Securities regulations | Stock markets

 

14.

Title: British Virgin Islands: Financial Sector Assessment Program Update Documentation - Technical Note on Corporate and Trust Services Providers
Series: Country Report No. 10/326
Published: October 25, 2010
Subject(s): Corporate sector | Financial institutions | Nonbank financial sector | Securities legislation | Securities markets | Securities regulations | British Virgin Islands

 

15.

Title: British Virgin Islands: Financial Sector Assessment Program Update Documentation - Technical Note on Mutual Fund Regulation
Series: Country Report No. 10/325
Published: October 25, 2010
Subject(s): Financial Sector Assessment Program | Securities legislation | Securities markets | Securities regulations | Stock markets | British Virgin Islands

 

16.

Title: United States: Publication of Financial Sector Assessment Program Documentation - Detailed Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 10/125
Published: May 14, 2010
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | United States

 

17.

Title: The Challenge of Enforcement in Securities Markets: Mission Impossible?
Author/Editor: Carvajal, Ana ; Elliott, Jennifer A.
Series: Working Paper No. 09/168
Published: August 1, 2009
Subject(s): Capital markets | Cross country analysis | Financial institutions | Financial stability | Financial systems | Governance | International cooperation | Securities legislation | Securities markets | Securities regulations
Author's keyword(s): securities regulation; enforcement

 

18.

Title: Cyprus: Financial Sector Assessment Program Update - Technical Note - Factual Update of IOSCO Core Principles of Securities Regulation
Series: Country Report No. 09/169
Published: June 1, 2009
Subject(s): Capital markets | Financial sector | Financial system stability assessment | Nonbank financial sector | Securities legislation | Securities markets | Securities regulations | Cyprus

 

19.

Title: Thailand: Financial Sector Assessment Program - Detailed Assessment of Observance of Thailand Securities Depository (TSD) of the CPSS/IOSCO Recommendations for Securities Settlement Systems
Series: Country Report No. 09/150
Published: May 15, 2009
Subject(s): Capital markets | Capital transactions | Core Principles for Systemically Important Payment Systems | Financial sector | Financial system stability assessment | Liquidity management | Nonbank financial sector | Securities legislation | Securities markets | Securities regulations | Thailand

 

20.

Title: France: Financial Sector Assessment Program--Detailed Assessments of Observance of Standards and Codes including Banking Supervision, Insurance Regulation, Securities Legislation, Monetary and Financial Policy Transparency, Payments Systems, Securities Settlement, and Anti-Money Laundering and Combating the Financing of Terrorism
Series: Country Report No. 05/186
Published: June 8, 2005
Subject(s): Anti-money laundering | Bank supervision | Financial Sector Assessment Program | France | Insurance regulations | Monetary policy | Payment systems | Securities legislation | Standards and codes

 

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