|
Results:
[New Search]
[Sort by Author]
[Sort by Title]
|
1. |
Title:
Nigeria: Publication of Financial Sector Assessment Program Documentation––Detailed Assessment of Implementation of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 13/144
Published: May 28, 2013
Subject(s): Securities regulations | Securities markets | Securities legislation | Reports on the Observance of Standards and Codes | Financial Sector Assessment Program | Nigeria
|
| |
2. |
Title:
Australia: IOSCO Objectives and Principles of Securities Regulation—Detailed Assessment of Implementation
Series: Country Report No. 12/314
Published: November 21, 2012
Subject(s): Securities regulations | Securities markets | Securities legislation | Reports on the Observance of Standards and Codes | Financial Sector Assessment Program | Australia
|
| |
3. |
Title:
Argentina: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/269
Published: September 14, 2012
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | Argentina
|
| |
4. |
Title:
Indonesia: Implementation of the IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/189
Published: July 18, 2012
Subject(s): Capital markets | Securities legislation | Securities markets | Securities regulations | Indonesia
|
| |
5. |
Title:
Israel: Detailed Assessment of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/87
Published: April 12, 2012
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | Israel
|
| |
6. |
Title:
People’s Republic of China: Detailed Assessment Report: IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/80
Published: April 5, 2012
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | China, People's Republic of
|
| |
7. |
Title:
Mexico: Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation
Series: Country Report No. 12/68
Published: March 30, 2012
Subject(s): Capital markets | Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | Mexico
|
| |
8. |
Title:
Russian Federation: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/53
Published: March 13, 2012
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | Russian Federation
|
| |
9. |
Title:
Germany: Technical Note on the Future of German Mortgage-Backed Covered Bond (PFandBrief) and Securitization Markets
Series: Country Report No. 11/369
Published: December 23, 2011
Subject(s): Banking sector | Bond markets | Bonds | Financial Sector Assessment Program | Securities legislation | Securities regulations | Germany
|
| |
10. |
Title:
Germany: Financial Sector Assessment Program - Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulations
Series: Country Report No. 11/274
Published: September 2, 2011
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | Germany
|
| |
11. |
Title:
United Kingdom: Observance by LCH CLEARNET LIMITED of the CPSS-IOSCO Recommendations for Central Counterparties Detailed Assessment of Observance
Series: Country Report No. 11/235
Published: August 3, 2011
Subject(s): Capital markets | Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | Stock markets | United Kingdom
|
| |
12. |
Title:
United Kingdom: IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment of Implementation
Series: Country Report No. 11/232
Published: August 3, 2011
Subject(s): Capital markets | Financial Sector Assessment Program | Securities legislation | Securities markets | Securities regulations | Stock markets | United Kingdom
|
| |
13. |
Title:
British Virgin Islands: Financial Sector Assessment Program Update Documentation - Technical Note on Corporate and Trust Services Providers
Series: Country Report No. 10/326
Published: October 25, 2010
Subject(s): Corporate sector | Financial institutions | Nonbank financial sector | Securities legislation | Securities markets | Securities regulations | British Virgin Islands
|
| |
14. |
Title:
British Virgin Islands: Financial Sector Assessment Program Update Documentation - Technical Note on Mutual Fund Regulation
Series: Country Report No. 10/325
Published: October 25, 2010
Subject(s): Financial Sector Assessment Program | Securities legislation | Securities markets | Securities regulations | Stock markets | British Virgin Islands
|
| |
15. |
Title:
United States: Publication of Financial Sector Assessment Program Documentation - Detailed Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 10/125
Published: May 14, 2010
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | United States
|
| |
16. |
Title:
The Challenge of Enforcement in Securities Markets: Mission Impossible?
Author/Editor: Carvajal, Ana ; Elliott, Jennifer A.
Series: Working Paper No. 09/168
Published: August 1, 2009
Subject(s): Capital markets | Cross country analysis | Financial institutions | Financial stability | Financial systems | Governance | International cooperation | Securities legislation | Securities markets | Securities regulations
Author's keyword(s):
securities regulation; enforcement
|
| |
17. |
Title:
Cyprus: Financial Sector Assessment Program Update - Technical Note - Factual Update of IOSCO Core Principles of Securities Regulation
Series: Country Report No. 09/169
Published: June 1, 2009
Subject(s): Capital markets | Financial sector | Financial system stability assessment | Nonbank financial sector | Securities legislation | Securities markets | Securities regulations | Cyprus
|
| |
18. |
Title:
Thailand: Financial Sector Assessment Program - Detailed Assessment of Observance of Thailand Securities Depository (TSD) of the CPSS/IOSCO Recommendations for Securities Settlement Systems
Series: Country Report No. 09/150
Published: May 15, 2009
Subject(s): Capital markets | Capital transactions | Core Principles for Systemically Important Payment Systems | Financial sector | Financial system stability assessment | Liquidity management | Nonbank financial sector | Securities legislation | Securities markets | Securities regulations | Thailand
|
| |
19. |
Title:
France: Financial Sector Assessment Program--Detailed Assessments of Observance of Standards and Codes including Banking Supervision, Insurance Regulation, Securities Legislation, Monetary and Financial Policy Transparency, Payments Systems, Securities Settlement, and Anti-Money Laundering and Combating the Financing of Terrorism
Series: Country Report No. 05/186
Published: June 8, 2005
Subject(s): Anti-money laundering | Bank supervision | Financial Sector Assessment Program | France | Insurance regulations | Monetary policy | Payment systems | Securities legislation | Standards and codes
|
| |
