Publications Search Results

August 27, 2014

The search found 21 of 12768 documents sorted by Date with the following criteria:
Subject / Keyword: Securities legislation

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1.

Title: Singapore: Detailed Assessment of Implementation-IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 13/344
Published: December 5, 2013
Subject(s): Securities legislation | Securities markets | Securities regulations | Reports on the Observance of Standards and Codes | Financial Sector Assessment Program | Singapore

 

2.

Title: France: Financial Sector Assessment Program—Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 13/182
Published: July 1, 2013
Subject(s): Securities regulations | Securities markets | Securities legislation | Reports on the Observance of Standards and Codes | Financial Sector Assessment Program | France

 

3.

Title: Nigeria: Publication of Financial Sector Assessment Program Documentation––Detailed Assessment of Implementation of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 13/144
Published: May 28, 2013
Subject(s): Securities regulations | Securities markets | Securities legislation | Reports on the Observance of Standards and Codes | Financial Sector Assessment Program | Nigeria

 

4.

Title: Australia: IOSCO Objectives and Principles of Securities Regulation—Detailed Assessment of Implementation
Series: Country Report No. 12/314
Published: November 21, 2012
Subject(s): Securities regulations | Securities markets | Securities legislation | Reports on the Observance of Standards and Codes | Financial Sector Assessment Program | Australia

 

5.

Title: Argentina: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/269
Published: September 14, 2012
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | Argentina

 

6.

Title: Indonesia: Implementation of the IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/189
Published: July 18, 2012
Subject(s): Capital markets | Securities legislation | Securities markets | Securities regulations | Indonesia

 

7.

Title: Israel: Detailed Assessment of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/87
Published: April 12, 2012
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | Israel

 

8.

Title: People’s Republic of China: Detailed Assessment Report: IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/80
Published: April 5, 2012
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | China, People's Republic of

 

9.

Title: Mexico: Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation
Series: Country Report No. 12/68
Published: March 30, 2012
Subject(s): Capital markets | Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | Mexico

 

10.

Title: Russian Federation: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 12/53
Published: March 13, 2012
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | Russian Federation

 

11.

Title: Germany: Technical Note on the Future of German Mortgage-Backed Covered Bond (PFandBrief) and Securitization Markets
Series: Country Report No. 11/369
Published: December 23, 2011
Subject(s): Banking sector | Bond markets | Bonds | Financial Sector Assessment Program | Securities legislation | Securities regulations | Germany

 

12.

Title: Germany: Financial Sector Assessment Program - Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulations
Series: Country Report No. 11/274
Published: September 2, 2011
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | Germany

 

13.

Title: United Kingdom: Observance by LCH CLEARNET LIMITED of the CPSS-IOSCO Recommendations for Central Counterparties Detailed Assessment of Observance
Series: Country Report No. 11/235
Published: August 3, 2011
Subject(s): Capital markets | Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | Stock markets | United Kingdom

 

14.

Title: United Kingdom: IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment of Implementation
Series: Country Report No. 11/232
Published: August 3, 2011
Subject(s): Capital markets | Financial Sector Assessment Program | Securities legislation | Securities markets | Securities regulations | Stock markets | United Kingdom

 

15.

Title: British Virgin Islands: Financial Sector Assessment Program Update Documentation - Technical Note on Corporate and Trust Services Providers
Series: Country Report No. 10/326
Published: October 25, 2010
Subject(s): Corporate sector | Financial institutions | Nonbank financial sector | Securities legislation | Securities markets | Securities regulations | British Virgin Islands

 

16.

Title: British Virgin Islands: Financial Sector Assessment Program Update Documentation - Technical Note on Mutual Fund Regulation
Series: Country Report No. 10/325
Published: October 25, 2010
Subject(s): Financial Sector Assessment Program | Securities legislation | Securities markets | Securities regulations | Stock markets | British Virgin Islands

 

17.

Title: United States: Publication of Financial Sector Assessment Program Documentation - Detailed Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation
Series: Country Report No. 10/125
Published: May 14, 2010
Subject(s): Financial Sector Assessment Program | Reports on the Observance of Standards and Codes | Securities legislation | Securities markets | Securities regulations | United States

 

18.

Title: The Challenge of Enforcement in Securities Markets: Mission Impossible?
Author/Editor: Carvajal, Ana ; Elliott, Jennifer A.
Series: Working Paper No. 09/168
Published: August 1, 2009
Subject(s): Capital markets | Cross country analysis | Financial institutions | Financial stability | Financial systems | Governance | International cooperation | Securities legislation | Securities markets | Securities regulations
Author's keyword(s): securities regulation; enforcement

 

19.

Title: Cyprus: Financial Sector Assessment Program Update - Technical Note - Factual Update of IOSCO Core Principles of Securities Regulation
Series: Country Report No. 09/169
Published: June 1, 2009
Subject(s): Capital markets | Financial sector | Financial system stability assessment | Nonbank financial sector | Securities legislation | Securities markets | Securities regulations | Cyprus

 

20.

Title: Thailand: Financial Sector Assessment Program - Detailed Assessment of Observance of Thailand Securities Depository (TSD) of the CPSS/IOSCO Recommendations for Securities Settlement Systems
Series: Country Report No. 09/150
Published: May 15, 2009
Subject(s): Capital markets | Capital transactions | Core Principles for Systemically Important Payment Systems | Financial sector | Financial system stability assessment | Liquidity management | Nonbank financial sector | Securities legislation | Securities markets | Securities regulations | Thailand

 

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