Spain: Financial Sector Assessment Program: Detailed Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation
Electronic Access:
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Summary:
This assessment focuses on the National Securities Market Commission (CNMV) but takes into account the activities of other institutions insofar as they oversee investment service providers, markets, and clearing and settlement systems, and thus affect implementation of the IOSCO Objectives and Principles of Securities Regulation. The assessment also reviews the efficiency of the arrangements by which such institutions interact and cooperate in the performance of their regulatory, supervisory, and enforcement functions, and also reflects the views of the mission team on the findings in their particular areas of emphasis.
Series:
Country Report No. 2006/220
Subject:
Financial institutions Financial instruments Financial markets Legal support in revenue administration Revenue administration Securities Securities markets Stock markets
English
Publication Date:
June 14, 2006
ISBN/ISSN:
9781451812220/1934-7685
Stock No:
1ESPEA2006011
Pages:
74
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