United Arab Emirates: Dubai International Financial Centre: Financial Sector Assessment Program: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
IMF Staff Country Reports, November 16, 2007
Source details
- Canonical URL
- United Arab Emirates: Dubai International Financial Centre: Financial Sector Assessment Program: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
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Bibliographic details
- Published: November 16, 2007
- Series: IMF Staff Country Reports
- DOI: https://doi.org/10.5089/9781451801200.002
Summary and scope
- Detailed Assessment of the Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation for the Dubai International Financial Centre (DIFC).
- Discusses the preconditions for effective securities regulations and provides a principle-by-principle assessment.
- The Dubai Financial Services Authority (DFSA) has established a very impressive set of laws, regulations, and rules and policies and procedures for regulation.
- The DFSA has shown a commitment to bring action against those in violation of the law and its rules, and has established robust licensing processes.
Key findings on regulatory framework and observance
- The DFSA has established a very impressive set of laws, regulations, and rules and policies and procedures for regulation.
- The DFSA has shown a commitment to bring action against those in violation of the law and its rules.
- The DFSA has established robust licensing processes.
Thematic focus and subject areas
- Subject: Audit standards and procedures, Financial institutions, Financial regulation and supervision, Financial services, Financial statements, IOSCO Objectives and Principles of Securities Regulations, Public financial management (PFM), Securities
- Keywords: Audit standards and procedures, CR, DFSA audit requirement, DFSA authority, DFSA authority refuse, DFSA conduct, DFSA employee, DFSA markets staff, DFSA notice, DFSA rule, DFSA staff resource, DFSA website, Financial statements, IOSCO Objectives and Principles of Securities Regulations, ISCR, limited partnership, Securities, senior management