## Banking Supervision - Fundamentals of Risk Identification and Supervisory Intervention

## Source details

**Canonical URL:** [Banking Supervision - Fundamentals of Risk Identification and Supervisory Intervention](https://www.imf.org/en/capacity-development/training/icdtc/schedule/sa/2026/bsosa26-21)

## Other formats

- [Markdown version](/en/capacity-development/training/icdtc/schedule/sa/2026/bsosa26-21/index.md)
- [Structured JSON version](/en/capacity-development/training/icdtc/schedule/sa/2026/bsosa26-21/index.json)
- [Bundle manifest](/en/capacity-development/training/icdtc/schedule/sa/2026/bsosa26-21/bundle-manifest.json)

## Bibliographic details
- Session: SA 26.21
- Location: New Delhi, India
- Dates: March 23-27, 2026 (1 week)
- Delivery method: In-person Training
- Primary language: English

---

### Participant qualifications and target audience
- Expected qualifications:
  - Fundamental understanding of financial theory or accounting principles.
  - Experience working with or for financial supervision.
- Target audience:
  - Junior to mid-level bank supervisors in Supervisory or Regulatory departments of Central Banks from countries under the jurisdiction of SARTTAC.
  - Professionals from related divisions, including Financial Stability Units, Macroprudential Supervision Departments, and AML/CFT Divisions.

### Course description — scope and instructional methods
- Provides introduction and exploration of the conceptual framework underpinning banking supervision and supervisory adjustment.
- Emphasizes good international practices and ongoing regulatory developments within the Basel Framework.
- Covers fundamental types of inherent risks that banks face and the role of effective risk management to mitigate these inherent risks.
- Addresses modern banking supervision topics, including:
  - Supervisory Review and Evaluation Process (SREP)
  - Principles of corporate governance
  - Macroprudential supervision
  - Early supervisory intervention
  - Bank recovery framework
- Instructional methods:
  - Combination of lectures and practical exercises.
  - Participant-prepared presentations to foster knowledge sharing and peer learning.
  - Case studies and exercises to reinforce theoretical sessions.

### Course objectives — learning outcomes and operational emphasis
- Provide a comprehensive view of conceptual and operational issues related to banking supervision.
- Provide conceptual clarity on elements of micro and macroprudential supervision, including:
  - Risk-based supervision
  - The Basel capital framework
  - Liquidity requirements
  - The Basel Core Principles
  - Macro-prudential supervision
  - Bank resolution
- Analyze country presentations from participants on topical issues.
- Use case studies and exercises to evoke interest and interaction and reinforce learning.
- Enhance on-the-job performance in supervisory work, including on-site inspections and off-site supervision.

---


## References

- [In-person Training](https://www.imf.org/en/capacity-development/training/icdtc/delivery-methods)
- [Integrating Basel III Liquidity Standards with ILAAP A Framework for Effective Liquidity Risk Management](https://www.imf.org/en/capacity-development/training/icdtc/schedule/ce/2026/ce26-31)
- [Climate in Macroeconomic Framework (CMF)](https://www.imf.org/en/capacity-development/training/icdtc/schedule/at/2026/cmfat26-22)
- [Big Data for Macroeconomic Statistics (BDMS)](https://www.imf.org/en/capacity-development/training/icdtc/schedule/at/2026/bdmsat26-27)
- [Financial Development and Financial Inclusion (FDFI)](https://www.imf.org/en/capacity-development/training/icdtc/schedule/at/2026/fdfiat26-24)

_Source: https://www.imf.org/en/capacity-development/training/icdtc/schedule/sa/2026/bsosa26-21_