{
  "title": "Canada: Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation",
  "publication": "IMF Staff Country Reports, March 7, 2014",
  "sourceUrl": "https://www.imf.org/en/publications/cr/issues/2016/12/31/canada-financial-sector-assessment-program-iosco-objectives-and-principles-of-securities-41409",
  "canonical": "https://www.imf.org/en/publications/cr/issues/2016/12/31/canada-financial-sector-assessment-program-iosco-objectives-and-principles-of-securities-41409",
  "overlayPath": "/en/publications/cr/issues/2016/12/31/canada-financial-sector-assessment-program-iosco-objectives-and-principles-of-securities-41409/index.md",
  "summary": "This paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada. It highlights that developing an integrated and robust view of risks to support supervisory actions remains a key challenge.",
  "sections": [
    {
      "heading": "Summary",
      "content": "- This paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada.\n- It highlights that developing an integrated and robust view of risks to support supervisory actions remains a key challenge.\n- The IMF report suggests that the securities regulators should continue to take steps to ensure timely decision making in policy formulation.\n- The current governance arrangements, based on a consensus building approach across several entities, is expected to affect timeliness of decision making."
    },
    {
      "heading": "Major findings and themes",
      "content": "- Developing an integrated and robust view of risks to support supervisory actions is identified as a key challenge.\n- Timely decision making in policy formulation requires continued action by securities regulators.\n- Governance arrangements are consensus-based across several entities, which the report expects will affect the timeliness of decision making."
    },
    {
      "heading": "Policy recommendations and implications",
      "content": "- Securities regulators should continue to take steps to ensure timely decision making in policy formulation.\n- Addressing the challenge of developing an integrated and robust view of risks is necessary to support supervisory actions.\n\n---\n\n Content in this bundle\n\n- cr1473 - Introduction and Scope\n  - cr1473 - Introduction and Scope (Markdown version){rel=\"alternate\" type=\"text/markdown\"}\n  - cr1473 - Introduction and Scope (PDF){rel=\"external\" type=\"application/pdf\"}"
    }
  ],
  "bullets": [
    "[Markdown version](/en/publications/cr/issues/2016/12/31/canada-financial-sector-assessment-program-iosco-objectives-and-principles-of-securities-41409/index.md)",
    "[Structured JSON version](/en/publications/cr/issues/2016/12/31/canada-financial-sector-assessment-program-iosco-objectives-and-principles-of-securities-41409/index.json)",
    "[Bundle manifest](/en/publications/cr/issues/2016/12/31/canada-financial-sector-assessment-program-iosco-objectives-and-principles-of-securities-41409/bundle-manifest.json)",
    "Published: March 7, 2014",
    "Series: IMF Staff Country Reports",
    "DOI: https://doi.org/10.5089/9781475523850.002",
    "This paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada.",
    "It highlights that developing an integrated and robust view of risks to support supervisory actions remains a key challenge.",
    "The IMF report suggests that the securities regulators should continue to take steps to ensure timely decision making in policy formulation.",
    "The current governance arrangements, based on a consensus building approach across several entities, is expected to affect timeliness of decision making.",
    "Developing an integrated and robust view of risks to support supervisory actions is identified as a key challenge.",
    "Timely decision making in policy formulation requires continued action by securities regulators.",
    "Governance arrangements are consensus-based across several entities, which the report expects will affect the timeliness of decision making.",
    "Addressing the challenge of developing an integrated and robust view of risks is necessary to support supervisory actions.",
    "**_cr1473 - Introduction and Scope**"
  ],
  "related": [
    {
      "title": "_cr1473 - Introduction and Scope",
      "role": "document",
      "sourceUrl": "https://www.imf.org/-/media/websites/imf/imported-full-text-pdf/external/pubs/ft/scr/2014/_cr1473.pdf",
      "summary": {
        "path": "/-/media/websites/imf/imported-full-text-pdf/external/pubs/ft/scr/2014/_cr1473.pdf.md",
        "mime": "text/markdown"
      },
      "binary": {
        "path": "/-/media/websites/imf/imported-full-text-pdf/external/pubs/ft/scr/2014/_cr1473.pdf",
        "mime": "application/pdf"
      }
    }
  ],
  "alternates": {
    "markdown": "/en/publications/cr/issues/2016/12/31/canada-financial-sector-assessment-program-iosco-objectives-and-principles-of-securities-41409/index.md",
    "json": "/en/publications/cr/issues/2016/12/31/canada-financial-sector-assessment-program-iosco-objectives-and-principles-of-securities-41409/index.json",
    "bundleManifest": "/en/publications/cr/issues/2016/12/31/canada-financial-sector-assessment-program-iosco-objectives-and-principles-of-securities-41409/bundle-manifest.json"
  },
  "generatedAtUtc": "2026-09-13T22:56:58.297Z"
}
