{
  "title": "United States: Publication of Financial Sector Assessment Program Documentation: Detailed Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation",
  "publication": "IMF Staff Country Reports, May 14, 2010",
  "sourceUrl": "https://www.imf.org/en/publications/cr/issues/2016/12/31/united-states-publication-of-financial-sector-assessment-program-documentation-detailed-23867",
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  "summary": "This paper presents Detailed Assessment of the United States’s implementation of the International Organization of Securities Commissions’ Objectives and Principles of Securities Regulation. The general preconditions for effective securities regulation in the United States are present.",
  "publishDate": "2010-05-14",
  "series": "IMF Staff Country Reports",
  "sections": [
    {
      "heading": "Overview",
      "content": "- This paper presents Detailed Assessment of the United States’s implementation of the International Organization of Securities Commissions’ Objectives and Principles of Securities Regulation.\n- The general preconditions for effective securities regulation in the United States are present.\n- The legal and accounting system supports the implementation of requirements and effective regulation of market participants.\n- The legislation regarding bankruptcy, insolvency, and winding up in the jurisdiction and the professionals associated with those matters are sophisticated.\n- Publication date: May 14, 2010."
    },
    {
      "heading": "Key findings and assessments",
      "content": "- General preconditions for effective securities regulation in the United States are present.\n- The legal and accounting system supports:\n  - implementation of requirements, and\n  - effective regulation of market participants.\n- Legislation regarding:\n  - bankruptcy,\n  - insolvency, and\n  - winding up\n  in the jurisdiction and the professionals associated with those matters are described as sophisticated."
    },
    {
      "heading": "Subjects and keywords",
      "content": "- Subject: Financial institutions; Financial markets; Financial regulation and supervision; Futures; Futures markets; Securities; Securities markets; Securities regulation\n- Keywords: beneficial owner; CFTC regulation; CR; Futures; Futures markets; Global; insider dealing; insider trading; ISCR; material information; net capital; SEC staff; Securities; Securities markets; Securities regulation\n\n---\n\n Content in this bundle\n\n- cr10125\n  - cr10125 (Markdown version){rel=\"alternate\" type=\"text/markdown\"}\n  - cr10125 (PDF){rel=\"external\" type=\"application/pdf\"}\n\n---\n\nSource: https://www.imf.org/en/publications/cr/issues/2016/12/31/united-states-publication-of-financial-sector-assessment-program-documentation-detailed-23867"
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    "Published: May 14, 2010",
    "Series: IMF Staff Country Reports",
    "DOI: https://doi.org/10.5089/9781455206667.002",
    "This paper presents Detailed Assessment of the United States’s implementation of the International Organization of Securities Commissions’ Objectives and Principles of Securities Regulation.",
    "The general preconditions for effective securities regulation in the United States are present.",
    "The legal and accounting system supports the implementation of requirements and effective regulation of market participants.",
    "The legislation regarding bankruptcy, insolvency, and winding up in the jurisdiction and the professionals associated with those matters are sophisticated.",
    "Publication date: May 14, 2010.",
    "General preconditions for effective securities regulation in the United States are present.",
    "The legal and accounting system supports:",
    "Legislation regarding:",
    "Subject: Financial institutions; Financial markets; Financial regulation and supervision; Futures; Futures markets; Securities; Securities markets; Securities regulation",
    "Keywords: beneficial owner; CFTC regulation; CR; Futures; Futures markets; Global; insider dealing; insider trading; ISCR; material information; net capital; SEC staff; Securities; Securities markets; Securities regulation",
    "**_cr10125**"
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