{
  "title": "Does Basel Compliance Matter for Bank Performance?",
  "publication": "IMF Working Papers, May 5, 2015",
  "sourceUrl": "https://www.imf.org/en/publications/wp/issues/2016/12/31/does-basel-compliance-matter-for-bank-performance-42899",
  "canonical": "https://www.imf.org/en/publications/wp/issues/2016/12/31/does-basel-compliance-matter-for-bank-performance-42899",
  "overlayPath": "/en/publications/wp/issues/2016/12/31/does-basel-compliance-matter-for-bank-performance-42899/index.md",
  "summary": "The global financial crisis underscored the importance of regulation and supervision to a well-functioning banking system that efficiently channels financial resources into investment.",
  "sections": [
    {
      "heading": "Summary",
      "content": "- The global financial crisis underscored the importance of regulation and supervision to a well-functioning banking system that efficiently channels financial resources into investment.\n- This paper assesses whether compliance with international regulatory standards and protocols enhances bank operating efficiency, focusing on:\n  - Adoption of international capital standards.\n  - Basel Core Principles for Effective Bank Supervision (BCP).\n- The relationship between bank efficiency and regulatory compliance is investigated using the (Simar and Wilson 2007) double bootstrapping approach on an international sample of publicly listed banks.\n- Main result: overall BCP compliance, or compliance with any of its individual chapters, has no association with bank efficiency."
    },
    {
      "heading": "Methodology",
      "content": "- Estimation approach: (Simar and Wilson 2007) double bootstrapping approach.\n- Sample: international sample of publicly listed banks."
    },
    {
      "heading": "Key Findings",
      "content": "- Overall BCP compliance has no association with bank efficiency.\n- Compliance with any individual BCP chapter likewise shows no association with bank efficiency."
    },
    {
      "heading": "Subject Areas and Keywords",
      "content": "- Subject: Bank regulation; Bank supervision; Banking; Basel Core Principles; Commercial banks; Emerging and frontier financial markets; Financial institutions; Financial markets; Financial regulation and supervision.\n- Keywords: bank concentration; bank efficiency; bank performance; Bank regulation; Bank supervision; Basel Core Principles; BCP; BCP compliance; Central and Eastern Europe; Commercial banks; Efficiency; efficiency estimate; Emerging and frontier financial markets; Global; input efficiency; North America; Regulatory Compliance; WP.\n\n---\n\n Content in this bundle\n\n- wp15100\n  - wp15100 (Markdown version){rel=\"alternate\" type=\"text/markdown\"}\n  - wp15100 (PDF){rel=\"external\" type=\"application/pdf\"}\n\n---\n\nSource: https://www.imf.org/en/publications/wp/issues/2016/12/31/does-basel-compliance-matter-for-bank-performance-42899"
    }
  ],
  "bullets": [
    "[Markdown version](/en/publications/wp/issues/2016/12/31/does-basel-compliance-matter-for-bank-performance-42899/index.md)",
    "[Structured JSON version](/en/publications/wp/issues/2016/12/31/does-basel-compliance-matter-for-bank-performance-42899/index.json)",
    "[Bundle manifest](/en/publications/wp/issues/2016/12/31/does-basel-compliance-matter-for-bank-performance-42899/bundle-manifest.json)",
    "Authors: Rym Ayadi, Barbara Casu, Barry Quinn",
    "Published: May 5, 2015",
    "Series: IMF Working Papers",
    "DOI: https://doi.org/10.5089/9781475580389.001",
    "The global financial crisis underscored the importance of regulation and supervision to a well-functioning banking system that efficiently channels financial resources into investment.",
    "This paper assesses whether compliance with international regulatory standards and protocols enhances bank operating efficiency, focusing on:",
    "The relationship between bank efficiency and regulatory compliance is investigated using the (Simar and Wilson 2007) double bootstrapping approach on an international sample of publicly listed banks.",
    "Main result: overall BCP compliance, or compliance with any of its individual chapters, has no association with bank efficiency.",
    "Estimation approach: (Simar and Wilson 2007) double bootstrapping approach.",
    "Sample: international sample of publicly listed banks.",
    "Overall BCP compliance has no association with bank efficiency.",
    "Compliance with any individual BCP chapter likewise shows no association with bank efficiency.",
    "Subject: Bank regulation; Bank supervision; Banking; Basel Core Principles; Commercial banks; Emerging and frontier financial markets; Financial institutions; Financial markets; Financial regulation and supervision.",
    "Keywords: bank concentration; bank efficiency; bank performance; Bank regulation; Bank supervision; Basel Core Principles; BCP; BCP compliance; Central and Eastern Europe; Commercial banks; Efficiency; efficiency estimate; Emerging and frontier financial markets; Global; input efficiency; North America; Regulatory Compliance; WP.",
    "**_wp15100**"
  ],
  "related": [
    {
      "title": "_wp15100",
      "role": "document",
      "sourceUrl": "https://www.imf.org/-/media/websites/imf/imported-full-text-pdf/external/pubs/ft/wp/2015/_wp15100.pdf",
      "summary": {
        "path": "/-/media/websites/imf/imported-full-text-pdf/external/pubs/ft/wp/2015/_wp15100.pdf.md",
        "mime": "text/markdown"
      },
      "binary": {
        "path": "/-/media/websites/imf/imported-full-text-pdf/external/pubs/ft/wp/2015/_wp15100.pdf",
        "mime": "application/pdf"
      }
    }
  ],
  "alternates": {
    "markdown": "/en/publications/wp/issues/2016/12/31/does-basel-compliance-matter-for-bank-performance-42899/index.md",
    "json": "/en/publications/wp/issues/2016/12/31/does-basel-compliance-matter-for-bank-performance-42899/index.json",
    "bundleManifest": "/en/publications/wp/issues/2016/12/31/does-basel-compliance-matter-for-bank-performance-42899/bundle-manifest.json"
  },
  "generatedAtUtc": "2026-09-17T12:14:06.980Z"
}
