Kingdom of the Netherlands-Netherlands: Publication of Financial Sector Assessment Program Documentation: Detailed Assessment of Observance on IOSCO Principles and Objectives of Securities Regulation
IMF Staff Country Reports, July 25, 2011
Source details
- Canonical URL
- Kingdom of the Netherlands-Netherlands: Publication of Financial Sector Assessment Program Documentation: Detailed Assessment of Observance on IOSCO Principles and Objectives of Securities Regulation
Other formats
Bibliographic details
- Published: July 25, 2011
- Series: IMF Staff Country Reports
- DOI: https://doi.org/10.5089/9781462324408.002
Summary and Main Findings
- The Netherlands Authority for Financial Markets (AFM) has developed a robust supervisory framework, which exhibits high levels of implementation of the International Organization of Securities Commissions Principles.
- The AFM’s efforts are complemented by The NetherlandsCentral bank's (DNB) program of prudential supervision, which is reasonable and credible.
- Gaps in the legal framework for issuers, and on management of collective investment schemes, in the case of the DNB, have imposed limitations.
- Their ability to react in a swift manner to emerging risks in the financial sector is limited.
Subjects and Keywords
- Subject: Auditing, Compliance audit, Financial institutions, Financial instruments, Financial regulation and supervision, Legal support in revenue administration, Public financial management (PFM), Revenue administration, Securities
- Keywords: audit firm, Auditing, Compliance audit, CR, equity capital, Europe, insider trading, ISCR, Legal support in revenue administration, management company, open-end fund, Securities
Distribution and Access Notes
- Format options referenced: PDF and other formats on IMF eLibrary.
- Citation example (as provided on the page): International Monetary Fund. "Kingdom of the Netherlands-Netherlands: Publication of Financial Sector Assessment Program Documentation: Detailed Assessment of Observance on IOSCO Principles and Objectives of Securities Regulation", IMF Staff Country Reports 2011, 204 (2011), accessed 9/12/2026, https://doi.org/10.5089/9781462324408.002
International Monetary Fund. Kingdom of the Netherlands-Netherlands: Publication of Financial Sector Assessment Program Documentation: Detailed Assessment of Observance on IOSCO Principles and Objectives of Securities Regulation (IMF Staff Country Reports 2011, No. 204).