Israel: Detailed Assessment of IOSCO Objectives and Principles of Securities Regulation
April 12, 2012
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Israel’s compliance with International Organization of Securities Commissions’ objectives and Principles of Securities Regulation has been assessed. The regulatory regime is well developed and in most respects is comparable with that of major jurisdictions. For the most part, it is compliant with international standards and regulation, and oversight by the Israel Securities Authority is robust and effective. With regard to the regulation of broker dealers, there is a significant gap in the coverage of the regulatory regime.
Subject: Auditing, Financial institutions, Financial regulation and supervision, Financial statements, Mutual funds, Public financial management (PFM), Securities, Securities regulation, Stock markets
Keywords: Auditing, capital market, CR, financial market, Financial statements, fund manager, Global, insider trading, ISCR, issued share, mutual fund, Mutual funds, portfolio manager, Securities, securities law, Securities regulation, TASE member, TASE rule
Pages:
164
Volume:
2012
DOI:
Issue:
087
Series:
Country Report No. 2012/087
Stock No:
1ISREA2012009
ISBN:
9781475503180
ISSN:
1934-7685
