Canada: Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation

Publication Date: March 07, 2014
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Summary: This paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada. It highlights that developing an integrated and robust view of risks to support supervisory actions remains a key challenge. The IMF report suggests that the securities regulators should continue to take steps to ensure timely decision making in policy formulation. However, the current governance arrangements, based on a consensus building approach across several entities, is expected to affect timeliness of decision making.
Series: Country Report No. 14/73
Subject(s): Financial Sector Assessment Program | Securities regulations | Securities markets | Reports on the Observance of Standards and Codes | Canada

Publication Date: March 07, 2014
ISBN/ISSN: 9781475523850/1934-7685 Format: Paper
Stock No: 1CANEA2014011 Pages: 244
US$18.00 (Academic Rate:
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