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Preface |
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71k
pdf
file |
I. |
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Introduction |
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23k
pdf
file |
II. |
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Role of the IMF in Promoting Financial Stability
Role in Promoting Macroeconomic Stability
Role in Disseminating and Adapting Best Practices
Synergy Between the Two Roles |
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59k
pdf
file |
III. |
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Key Aspects of a Framework for a Sound Financial System
Raising the Competence and Integrity of Management
Increasing the Transparency of Banking
Realistic Valuation of Bank Assets
Public Disclosure
Prudential Reporting
Limiting Public Sector Distortions
Lender-of-Last-Resort Facilities
Deposit Insurance
Exit Policy
Controlling Risk Through Regulatory and Supervisory
Oversight
Prudential Regulation
Prudential Supervision
Strengthening the Broader Structural Framework
Fostering National and International Supervisory
Coordination |
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72k
pdf
file |
IV. |
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Quality of Information, Supervisory Reporting, and Public Disclosure
Quality of Banking Data
Accounting and Valuation Rules
Problems with Bank Asset Valuation and Income
Recognition
Information for Supervisors
Information to Evaluate Decision-Making Structures
and Management
Information to Evaluate Risks
Information to Evaluate Profitability
Information to Assess Capital and Capital Adequacy
Information for Public Disclosure
Information on the Condition of the Bank
Information on Earnings |
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36k
pdf
file |
V. |
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Public Sector Guarantees
Components of Financial Safety Nets
Lender of Last Resort
Deposit Insurance
Exit Policy
Conservatorship |
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58k
pdf
file |
VI. |
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Prudential Regulation of Banking
Bank Licensing
Management, Nonexecutive Board Members, and
Shareholders
Business Plan
Governance of Banks
Money Laundering
Internal Controls and Internal Audit
External Audits and Banking Supervision
Quantitative Supervisory Tools
Capital Adequacy
Liquidity
Credit Diversification
Connected Lending
Foreign Exchange Exposure
Limits on Nonbank Activity
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42k
pdf
file |
VII. |
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Supervisory Oversight
Autonomy of Banking Supervision
Political Autonomy
Staffing and Resources
Immunities
Powers of the Supervisory Authority
Interaction with Other Financial Sector Supervisors and
Law Enforcement Bodies
Location of the Banking Supervision Function
Off-Site Analysis and On-Site Inspections
Remedial and Punitive Measures |
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37k
pdf
file |
VIII. |
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Cross-Border Supervision of Banks
Evolution of Best Practices
Current Status of Best Practices
Location of the Licensing and Lead Supervisory
Authority
Licensing of Internationally Active Banks
International Implementation of Prudential Standards
Cross-Border Supervisory Information
Cross-Border Inspections
Supervisory Action Against Establishments Abroad
Information on Supervisory Systems and Structures
"Shell Banks" and Parallel-Owned Banks
International Financial Conglomerates
International Bank Liquidation |
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175k
pdf
file |
Annexes |
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I. |
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Core Principles for Effective Banking Supervision |
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II. |
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IOSCO Principles and Recommendations for the
Regulation and Supervision of Securities Markets |
| References |
