Japan : IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment of Implementation

Author/Editor:

International Monetary Fund

Publication Date:

August 10, 2012

Electronic Access:

Free Full text (PDF file size is 957 KB).Use the free Adobe Acrobat Reader to view this PDF file

Summary:

This report analyzes the functioning of the legal and regulatory framework for the securities market in Japan. The Financial Services Agency (FSA) enjoyed specific powers with respect to the various security laws and regulations laid down by the International Organization of Securities Commission (IOSCO). The FSA has been authorized to bring about certain changes, to implement new principles, and to develop new frameworks to ensure and strengthen the smooth functioning of supervision and investigation. It is also necessary to identify and assess risks to determine FSA intervention.

Series:

Country Report No. 12/230

Subject:

English

Publication Date:

August 10, 2012

ISBN/ISSN:

9781475506440/1934-7685

Stock No:

1JPNEA2012006

Price:

$18.00 (Academic Rate:$18.00)

Format:

Paper

Pages:

107

Please address any questions about this title to publications@imf.org