Virtual : Compliance Risk Management (CMPLRM)

Source details

Target Audience:
- Managers and senior staff who are responsible for establishing or leading the compliance risk function or unit within their administration.
Qualifications:
- No formal qualifications are necessary.
- Participants should have at least five years' experience in a tax authority.

Purpose:
- To consider the importance of a risk-based approach to compliance and how this leads to the efficient administration of the revenue system.
Content and Approach:
- Covers theoretical concepts at the beginning of each module, followed by practical examples and exercises.
- Emphasizes alignment to the administrations' strategic direction, including mission, vision and values, to guide development of the compliance program and practical compliance work.
Main Topics:
- What is risk management and why is risk-based management important.
- Undertaking intelligence gathering.
- Risk differentiation.
- Mitigating risks through a compliance improvement program.
- Development by each administration of plans to implement a risk register and adopt risk differentiation.
Intended Outcome:
- Equip participants with sufficient knowledge and tools to return to their administration to take a leadership role in the establishment or management of the compliance risk system.

Combine conceptual material (theory) with practical exercises to establish strong fundamentals.
Provide practical support materials and tools for implementation of compliance risk systems within tax administrations.