Philippines: Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation Assessment

March 9, 2004

Summary

This report reviews the Financial Sector Assessment Program of the Philippines on International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation. The report was prepared by a staff team of the International Monetary Fund and the World Bank as part of the Financial Sector Assessment Program for the Philippines. It assesses the effectiveness of securities regulation, soundness of market intermediaries, and development prospects for the capital markets, including observance of the IOSCO Objectives and Principles of Securities Regulation.

Subject: Brokers and dealers, Financial institutions, Financial markets, Financial regulation and supervision, Financial statements, Housing, National accounts, Public financial management (PFM), Securities, Securities regulation

Keywords: Brokers and dealers, CR, enforcement power, Financial statements, Housing, insider trading, investment company, investment house, ISCR, market structure, oversight authority, PSE rule, regulatory authority, SEC form, SEC rule, SEC sanction, Securities, Securities regulation, shareholders' meeting, SRC rule

Pages:
53
Volume:
2004
DOI:
https://doi.org/10.5089/9781451831245.002
Issue:
062
Series:
Country Report No. 2004/062
Stock No:
1PHLEA0012004
ISBN:
9781451831245
ISSN:
1934-7685

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