Lithuania: Financial Sector Assessment Program Update-Technical Note-IOSCO Objectives and Principles of Securities Regulation Assessment
IMF Staff Country Reports, July 23, 2008
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- Lithuania: Financial Sector Assessment Program Update-Technical Note-IOSCO Objectives and Principles of Securities Regulation Assessment
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Bibliographic details
- Published: July 23, 2008
- Series: IMF Staff Country Reports
- DOI: https://doi.org/10.5089/9781451824216.002
Summary
- This Technical Note provides an analysis of the evolution of the observance of the International Organization of Securities Comteams (IOSCO) objectives and principles of securities by the Lithuania Securities Commission (LSC).
- The analysis focuses on the Core Principles for which there have been changes in observance since the IOSCO Detailed Assessment was carried out in the framework of the Lithuania Financial Sector Assessment Program (FSAP) in 2001.
- The analysis is presented principle by principle or for a group of principles depending on the nature of the findings by comparison with the Detailed Assessment of 2001.
Analysis focus and approach
- Focus: changes in observance of IOSCO objectives and principles of securities by the LSC.
- Comparative baseline: IOSCO Detailed Assessment undertaken in the framework of the Lithuania FSAP in 2001.
- Presentation: principle-by-principle or grouped principles depending on nature of findings.
Subject coverage and keywords
- Subject: Asset and liability management, Asset management companies, Brokers and dealers, Financial institutions, Financial instruments, Financial markets, Financial statements, Public financial management (PFM), Securities
- Keywords: Asset management companies, Brokers and dealers, CR, Financial statements, ISCR, LSC department, LSC regulation, LSC staff, market, market intermediary, market participant, market surveillance, regulation, Securities