Lithuania: Financial Sector Assessment Program Update-Technical Note-IOSCO Objectives and Principles of Securities Regulation Assessment

July 23, 2008

Preview Citation

Format: Chicago

Lithuania: Financial Sector Assessment Program Update-Technical Note-IOSCO Objectives and Principles of Securities Regulation Assessment, (USA: International Monetary Fund, 2008) accessed November 8, 2024

Summary

This Technical Note provides an analysis of the evolution of the observance of the International Organization of Securities Comteams (IOSCO) objectives and principles of securities by the Lithuania Securities Commission (LSC). The analysis focuses on the Core Principles for which there have been changes in observance since the IOSCO Detailed Assessment was carried out in the framework of the Lithuania Financial Sector Assessment Program (FSAP) in 2001. The analysis is presented principle by principle or for a group of principles depending on the nature of the findings by comparison with the Detailed Assessment of 2001.

Subject: Asset and liability management, Asset management companies, Brokers and dealers, Financial institutions, Financial instruments, Financial markets, Financial statements, Public financial management (PFM), Securities

Keywords: Asset management companies, Brokers and dealers, CR, Financial statements, ISCR, LSC department, LSC regulation, LSC staff, Market, Market intermediary, Market participant, Market surveillance, Regulation, Securities

Publication Details

Pages:

15
Volume:

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DOI:

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Issue:

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Series:

Country Report No. 2008/247
Stock No:

1LTUEA2008006
ISBN:

9781451824216
ISSN:

1934-7685

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