Mexico: Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation
March 30, 2012
Summary
A detailed assessment on the observance of Mexico’s compliance with International Organization of Securities Commissions objectives and principles of securities regulation is presented. The regimes governing the regulation of issuers, collective investment schemes, and secondary markets, and with respect to cooperation and information sharing, are extensive. The most significant issues regarding full implementation of the Principles fall under the Regulator Principles. Much of the activity on the Bolsa Mexicana de Valores comes from computer-driven program trading orders that are placed to take advantage of price asymmetries between markets.
Subject: Capital adequacy requirements, Financial institutions, Financial markets, Financial regulation and supervision, Financial statements, Public financial management (PFM), Securities, Securities markets, Stock markets
Keywords: board of directors, Capital adequacy requirements, central bank, clearing house, compliance officer, CR, Europe, Financial statements, Global, insider trading, internal audit, ISCR, market intermediary, material information, risk management, Securities, securities Firms Rules, Securities markets, stock futures, Stock markets, venture capital
Pages:
92
Volume:
2012
DOI:
Issue:
068
Series:
Country Report No. 2012/068
Stock No:
1MEXEA2012004
ISBN:
9781475502787
ISSN:
1934-7685





