Nigeria: Publication of Financial Sector Assessment Program Documentation––Detailed Assessment of Implementation of IOSCO Objectives and Principles of Securities Regulation
May 28, 2013
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An assessment of the level of implementation of the International Organization of Securities Commissions (IOSCO) Principles in Nigeria was conducted as part of the International Monetary Fund (IMF)-World Bank Financial Sector Assessment Program (FSAP). The ongoing global financial crisis has reinforced the need for assessors to make a judgment about supervisory practices and to determine whether they are sufficiently effective. The assessment methodology provides a set of assessment criteria to be met in respect of each principle to achieve the designated benchmarks.
Subject: Auditing, Capital markets, Financial institutions, Financial markets, Financial statements, Public financial management (PFM), Securities, Securities markets
Keywords: Auditing, capital market operator, Capital markets, CR, disciplinary action, Financial statements, Global, ISCR, minister of finance, SEC market regulation mandate, SEC rule, SEC Rules, SEC staff, Securities, securities exchange, Securities markets, share certificate, unit trust
Pages:
118
Volume:
2013
DOI:
Issue:
144
Series:
Country Report No. 2013/144
Stock No:
1NGAEA2013006
ISBN:
9781484396995
ISSN:
1934-7685
