United Kingdom: IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment of Implementation

August 3, 2011

Summary

In recent years, the IMF has released a growing number of reports and other documents covering economic and financial developments and trends in member countries. Each report, prepared by a staff team after discussions with government officials, is published at the option of the member country.

Subject: Auditing, Financial institutions, Financial sector policy and analysis, Financial services, Financial stability assessment, Internal controls, Public financial management (PFM), Revenue administration, Securities

Keywords: Auditing, CR, Europe, Financial stability assessment, FSA approval, FSA handbook, FSA management, FSA report review, FSA rule, FSA staff, fund manager, Global, insider dealing, internal audit, Internal controls, ISCR, market operator, private company, risk capital, Securities, U.K. FSA

Pages:
94
Volume:
2011
DOI:
https://doi.org/10.5089/9781462333493.002
Issue:
232
Series:
Country Report No. 2011/232
Stock No:
1GBREA2011011
ISBN:
9781462333493
ISSN:
1934-7685

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