Indonesia: Implementation of the IOSCO Objectives and Principles of Securities Regulation
July 18, 2012
Summary
This paper discusses implementation of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation in Indonesia. The Capital Markets and Financial Institutions Supervisory Agency (BAPEPAM-LK) has taken impressive steps to increase the transparency of regulation and to institute a comprehensive operational program that meets international norms and Indonesia’s understanding of best practices. This paper reveals that the regulatory framework, regulatory powers, and requirements pertaining to the securities regulator are highly transparent. The roles of the regulators and supervisors are also clearly defined.
Subject: Banking, Capital markets, Financial institutions, Financial markets, Legal support in revenue administration, Mutual funds, Revenue administration, Securities, Stocks
Keywords: BAPEPAM-LK investigator, BAPEPAM-LK regulation, BAPEPAM-LK report, BAPEPAM-LK reviews non-member firms, BAPEPAM-LK rule, BAPEPAM-LK staff, BAPEPAM-LK state, Capital markets, CR, e-monitoring system, Global, insider trading, ISCR, Legal support in revenue administration, letter of credit, member firm, Mutual funds, Securities, spot market, Stocks, working capital
Pages:
69
Volume:
2012
DOI:
Issue:
189
Series:
Country Report No. 2012/189
Stock No:
1IDNEA2012004
ISBN:
9781475504958
ISSN:
1934-7685







