Banking Supervision - Fundamentals of Risk Identification and Supervisory Intervention

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Banking Supervision - Fundamentals of Risk Identification and Supervisory Intervention

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Bibliographic details

• Session: SA 26.21
• Location: New Delhi, India
• Dates: March 23-27, 2026 (1 week)
• Delivery method: In-person Training
• Primary language: English

Participant qualifications and target audience

• Expected qualifications:
  • Fundamental understanding of financial theory or accounting principles.
  • Experience working with or for financial supervision.
• Target audience:
  • Junior to mid-level bank supervisors in Supervisory or Regulatory departments of Central Banks from countries under the jurisdiction of SARTTAC.
  • Professionals from related divisions, including Financial Stability Units, Macroprudential Supervision Departments, and AML/CFT Divisions.

Course description — scope and instructional methods

• Provides introduction and exploration of the conceptual framework underpinning banking supervision and supervisory adjustment.
• Emphasizes good international practices and ongoing regulatory developments within the Basel Framework.
• Covers fundamental types of inherent risks that banks face and the role of effective risk management to mitigate these inherent risks.
• Addresses modern banking supervision topics, including:
  • Supervisory Review and Evaluation Process (SREP)
  • Principles of corporate governance
  • Macroprudential supervision
  • Early supervisory intervention
  • Bank recovery framework
• Instructional methods:
  • Combination of lectures and practical exercises.
  • Participant-prepared presentations to foster knowledge sharing and peer learning.
  • Case studies and exercises to reinforce theoretical sessions.

Course objectives — learning outcomes and operational emphasis

• Provide a comprehensive view of conceptual and operational issues related to banking supervision.
• Provide conceptual clarity on elements of micro and macroprudential supervision, including:
  • Risk-based supervision
  • The Basel capital framework
  • Liquidity requirements
  • The Basel Core Principles
  • Macro-prudential supervision
  • Bank resolution
• Analyze country presentations from participants on topical issues.
• Use case studies and exercises to evoke interest and interaction and reinforce learning.
• Enhance on-the-job performance in supervisory work, including on-site inspections and off-site supervision.

References

• In-person Training
• Integrating Basel III Liquidity Standards with ILAAP A Framework for Effective Liquidity Risk Management
• Climate in Macroeconomic Framework (CMF)
• Big Data for Macroeconomic Statistics (BDMS)
• Financial Development and Financial Inclusion (FDFI)