Virtual : Regulation and Supervision of Issuers
Source details
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- Virtual : Regulation and Supervision of Issuers
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Bibliographic details
- Session: CT 21.05V
- Location: Shenzhen, China
- Dates: April 12-16, 2021 (1 week)
- Delivery method: Virtual Training
- Primary language: English
- Interpretation language: Chinese
Training Program / Target Audience
- Target Audience: Staff regularly dealing with regulatory or supervisory aspects of issuers and listed companies and with certain experience in that field.
Invitation / Logistics
- Session No.: CT 21.05 V
- Location: Shenzhen, China
- Date: April 12-16, 2021 (1 week)
- Delivery Method: Virtual Training
- Primary Language: English
- Interpretation Language: Chinese
Qualifications / Participant Expectations
- Required background: Degree in finance, law or economics.
- Work experience: Participants will be expected to have work experience in the topic of the course.
- Participant contributions:
- Brief presentations on recent changes in requirements implemented or being considered by the regulatory authority in relation to each of the topics for discussion.
- Active participation in case studies, including solving and discussing cases with workshop leaders.
Course Description / Curriculum Approach
- Focus: Different modalities of regulation and supervision of issuers and listed companies.
- Scope:
- Discussion of the scope of regulation and different supervisory approaches.
- Provision of examples from different jurisdictions.
- Instructional format: A mix of presentations and case studies for discussion of the different elements of the workshop.
Course Objectives / Learning Outcomes
- Understanding the different modalities of regulation and supervision of issuers and listed companies.
- Discussing particular risks and challenges of different regulatory and supervisory approaches.
References