IMF Publications by Subject
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Brokers and dealers:
2020
Title: United States: Financial Sector Assessment Program-Technical Note-Securities—Fund Management; Equity and Derivatives Trading; and Virtual Assets and Virtual Asset Service Providers
Series: Country Report No. 2020/243
Date: August 10, 2020
Subject: Brokers and dealers Financial institutions Financial markets Mutual funds Securities Stock markets Technology Virtual currencies
Title: Chile: Technical Assistance Report-Central Bank Services to Non-bank Financial Institutions
Series: Country Report No. 2020/160
Date: May 13, 2020
Subject: Asset and liability management Banking Brokers and dealers Financial markets Financial sector policy and analysis Financial sector stability Liquidity Payment systems Real time gross settlement systems Standing facilities
2011
Title: Kuwait: Report on Observance of Standards and Codes: FATF Recommendations for Anti-Money Laundering and Combating the Financing of Terrorism
Series: Country Report No. 2011/267
Date: September 1, 2011
Subject: Anti-money laundering and combating the financing of terrorism (AML/CFT) Brokers and dealers Crime Financial institutions Financial markets Insurance companies Legal support in revenue administration Revenue administration Terrorism financing
Title: Kuwait: Detailed Assessment Report on Anti-Money Laundering and Combating the Financing of Terrorism
Series: Country Report No. 2011/268
Date: September 1, 2011
Subject: Anti-money laundering and combating the financing of terrorism (AML/CFT) Banking Brokers and dealers Crime Financial institutions Financial markets Insurance companies Legal support in revenue administration Money laundering Revenue administration
Title: Consolidated Regulation and Supervision in the United States
Series: Working Paper No. 2011/023
Date: January 1, 2011
Subject: Banking Brokers and dealers Commercial banks Consolidated banking supervision Financial institutions Financial markets Financial regulation and supervision Securities
2010
Title: The (Sizable) Role of Rehypothecation in the Shadow Banking System
Series: Working Paper No. 2010/172
Date: July 1, 2010
Subject: Banking Brokers and dealers Collateral Commercial banks Financial institutions Financial markets Financial services Hedge funds Shadow banking
2009
Title: Deleveraging After Lehman: Evidence From Reduced Rehypothecation
Series: Working Paper No. 2009/042
Date: March 1, 2009
Subject: Brokers and dealers Collateral Financial institutions Financial markets Hedge funds Securities
2008
Title: Lithuania: Financial Sector Assessment Program Update-Technical Note-IOSCO Objectives and Principles of Securities Regulation Assessment
Series: Country Report No. 2008/247
Date: July 23, 2008
Subject: Asset and liability management Asset management companies Brokers and dealers Financial institutions Financial instruments Financial markets Financial statements Public financial management (PFM) Securities
2004
Title: Philippines: Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation Assessment
Series: Country Report No. 2004/062
Date: March 9, 2004
Subject: Brokers and dealers Financial institutions Financial markets Financial regulation and supervision Financial statements Housing National accounts Public financial management (PFM) Securities Securities regulation
2003
Title: An Intraday Pricing Model of Foreign Exchange Markets
Series: Working Paper No. 2003/115
Date: June 1, 2003
Subject: Asset and liability management Asset valuation Brokers and dealers Currency markets Expenditure Financial markets Foreign exchange Liquidity Public investment and public-private partnerships (PPP)
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